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Retirement Plan Compliance

401(k) and other retirement plan compliance deal with regulatory requirements under ERISA, The Department of Labor and the IRS. Understanding the risks and fiduciary responsibilities associated with plan compliance is critical to plan sponsors.

Duke 403b Lawsuit to Proceed Judge Rules

A federal judge issued a mixed ruling on Duke University’s request to dismiss a lawsuit that claims its 403b retirement plan charged employees excessive fees and made poor investments. In a key decision for colleges and universities defending themselves against 403b lawsuits, ...

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401k Tax Cuts Expected in Trump’s Budget Plan

What is the fate of 401k tax cuts? Pending the Trump Administration tax proposals and the President’s new tax plan, most industry professionals are taking a measured view in assessing the impact on 401k plans. Predicting a major cut in 401k plan ...

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